Unclaimed
John T Owen is a registered representative associated with Capital One Securities, Inc. John has been in the securities industry since January 7, 2021. John is licensed in California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. John is currently registered with Capital One Securities, Inc. John has passed the Series 63, Series 79TO, and SIE exams. John previously worked at PARKMAN WHALING SECURITIES LLC in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
12/07/2022 - Present
Capital ONE Securities, Inc. (McLean VA)
TX
11/04/2019 - 10/01/2021
PARKMAN WHALING SECURITIES LLC (HOUSTON TX)
BC
Issued 03/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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