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John T Owen

Capital ONE Securities, Inc.

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About John T Owen

John T Owen is a registered representative associated with Capital One Securities, Inc. John has been in the securities industry since January 7, 2021. John is licensed in California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. John is currently registered with Capital One Securities, Inc. John has passed the Series 63, Series 79TO, and SIE exams. John previously worked at PARKMAN WHALING SECURITIES LLC in Houston, TX.

Firm Information

John Owen is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Owen’s Registration & Firm History

VA

12/07/2022 - Present

Capital ONE Securities, Inc. (McLean VA)

TX

11/04/2019 - 10/01/2021

PARKMAN WHALING SECURITIES LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 03/02/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/25/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John T Owen.
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