Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn T. Kendall is a financial advisor who has been in the industry since 1998. John is currently registered with Charles Schwab & CO., Inc. and holds Series 6, 7, 9, 10, 26, 63, and 66 securities licenses. John has previously worked for several other firms, including Stifel, Nicolaus & Company, Incorporated, Dividend Capital Securities, LLC, AXA Distributors, LLC, MetLife Investors Distribution Company, Equitable Distributors, Inc., and Transamerica Financial Resources, Inc. John is a board member for Christian Arts Theater.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/12/2021 - Present
Charles Schwab & CO., Inc. (Corona CA)
CA
08/29/2016 - 01/15/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEWPORT BEACH CA)
CO
04/19/2010 - 08/16/2016
DIVIDEND CAPITAL SECURITIES, LLC (DENVER CO)
NC
12/11/2006 - 03/29/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
12/11/2004 - 12/07/2006
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
02/16/2001 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NC
10/20/1998 - 11/02/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
CA
06/02/1998 - 09/04/1998
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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