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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn T Connelly has been in the industry since January 25, 1993. John T Connelly currently works for UBS Financial Services Inc.. John T Connelly is a Registered Representative in New Jersey, Texas, and is a Registered Investment Advisor in New Jersey and Texas. John T Connelly has passed the Series 63, Series 31, and Series 7 exams. John T Connelly also holds the SIE exam. John T Connelly has a total of 25 state registrations. John T Connelly has worked for Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. in the past. John T Connelly has worked in the financial industry for over 30 years. John T Connelly specializes in providing financial services to high-net-worth individuals, corporations, and institutions. John T Connelly's practice focuses on investment management, financial planning, and estate planning. John T Connelly is committed to providing personalized service to each of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/03/2012 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
04/02/2007 - 01/23/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NJ
01/26/1993 - 04/02/2007
MORGAN STANLEY DW INC. (PARAMUS NJ)
BC
Issued 01/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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