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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn T Brown has been a registered investment advisor representative since 2007. John currently works at Transamerica Retirement Advisors, LLC, where he provides portfolio management for individuals and businesses, as well as pension consulting and educational seminars. Prior to his current role, John worked at Raymond James & Associates, Inc. in Beverly Hills, CA, Hartford Funds Distributors, LLC in Wayne, PA, and Invesco Distributors, Inc. in Houston, TX. John holds the Series 7, 6, 66 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/28/2024 - Present
Transamerica Retirement Advisors, LLC (Murrieta CA)
CA
07/24/2023 - 08/23/2024
RAYMOND JAMES & ASSOCIATES, INC. (BEVERLY HILLS CA)
PA
02/14/2020 - 06/08/2023
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
TX
08/20/2007 - 06/03/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NA
05/28/1991 - 09/26/1991
MONY SECURITIES CORP.
BOTH
Issued 09/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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