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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Surace is a financial advisor with Avantax Advisory Services. John has been in the financial services industry since 1999. John has a wide range of experience, including working for OSAIC WEALTH, INC., Cetera Investment Services LLC, and Equitable Advisors, LLC. John offers clients a variety of financial services, including investment management, retirement planning, estate planning, and overall financial planning. John also offers insurance sales through Avantax Insurance Agency, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
11/14/2023 - Present
Avantax Advisory Services (Hauppauge NY)
NY
09/10/2021 - 11/16/2023
OSAIC WEALTH, INC. (HAUPPAUGE NY)
NY
08/27/2020 - 09/10/2021
CETERA INVESTMENT SERVICES LLC (MELVILLE NY)
NY
05/11/2012 - 09/11/2020
EQUITABLE ADVISORS, LLC (WOODBURY NY)
NY
09/05/2008 - 05/01/2012
SIGNATOR INVESTORS, INC. (HAUPPAUGE NY)
NY
10/19/2005 - 09/12/2008
PARK AVENUE SECURITIES LLC (BOHEMIA NY)
MA
09/06/2005 - 10/10/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
PA
01/22/2002 - 08/11/2005
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
09/07/1999 - 01/30/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/07/1999 - 01/30/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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