Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bai is a financial advisor registered with IRC Securities LLC. John has been in the industry since 1993 and is licensed to provide financial advice in New York. John has a background in the securities industry and has experience working with a variety of clients. Prior to joining IRC Securities LLC, John worked with Mizuho Securities USA Inc., Calyon Securities (USA) Inc, and ING BARING (U.S.) Securities, Inc.. John holds the Series 63, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/11/2014 - Present
IRC Securities LLC (NEW YORK NY)
IL
03/10/2009 - 03/28/2014
MIZUHO SECURITIES USA INC. (CHICAGO IL)
NY
06/20/1997 - 02/20/2009
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
08/10/1992 - 06/12/1997
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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