Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sullivan is an investment advisor representative with Neuberger Berman BD LLC. John has been in the industry since 2013, working with various firms including J.P. Morgan Securities LLC, and State Street Global Advisors Funds Distributors, LLC. John is registered in California and New York and holds Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/15/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
MA
05/26/2015 - 03/18/2019
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
MA
07/24/2013 - 05/08/2015
J.P. MORGAN SECURITIES LLC (BOSTON MA)
BOTH
Issued 08/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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