Unclaimed
John Varick is a financial advisor with over 20 years of experience in the industry. John currently works with Cambridge Investment Research Advisors, Inc. John has held positions at LPL Financial LLC, AIG Retirement Advisors, Inc., and The Variable Annuity Marketing Company. John has a Series 63, Series 65 and Series 6 license as well as the SIE. John is registered in Texas, California, and Florida. John specializes in providing financial advice to individuals and families, including retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
03/01/2013 - Present
Cambridge Investment Research Advisors, Inc. (Houston TX)
TX
03/26/2009 - 03/20/2013
LPL FINANCIAL LLC (KATY TX)
TX
02/23/2000 - 03/31/2009
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
TX
02/23/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 06/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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