Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stuart Oconnor is a securities professional with over 6 years of experience in the industry. John is currently registered with Houlihan Lokey Capital, Inc. in Georgia. John has previously been registered with CITIZENS JMP SECURITIES, LLC, CITIZENS CAPITAL MARKETS, TRUIST SECURITIES, INC. and SUNTRUST ROBINSON HUMPHREY, INC. in Georgia. John holds the Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
09/18/2023 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
GA
08/01/2023 - 08/30/2023
CITIZENS JMP SECURITIES, LLC (Atlanta GA)
GA
09/29/2021 - 08/01/2023
CITIZENS CAPITAL MARKETS (Atlanta GA)
GA
01/16/2019 - 07/30/2021
TRUIST SECURITIES, INC. (ATLANTA GA)
GA
08/25/2015 - 06/30/2017
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 09/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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