Unclaimed
John Stuart Gragg is a financial advisor with Barclays Capital Inc. who is registered in Texas. John has been in the industry since August 25, 2019, and has passed the Series 63, SIE, and Series 79TO exams. John's registration is active for both Broker/Dealer and Investment Advisor, though he is not currently active as an Investment Advisor. John's primary office location is in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/26/2019 - Present
Barclays Capital Inc. (HOUSTON TX)
BC
Issued 08/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure John Gragg is the right advisor for you? Invested Better is here to help.