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John Stuart Cronin

Scotia Capital (usa) Inc.

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About John Stuart Cronin

John Stuart Cronin is a financial professional with over 20 years of experience in the industry. John is currently registered with Scotia Capital (usa) Inc. in New York, NY. Prior to joining Scotia Capital (usa) Inc., John was employed by WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC, and THOMAS WEISEL PARTNERS LLC. John holds a Series 7, 24, 57TO, 63, 79TO, and SIE license. John is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states.

Firm Information

John Cronin is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cronin’s Registration & Firm History

NY

04/26/2019 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

07/01/2003 - 02/28/2019

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

MO

04/04/2002 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

CA

03/20/2001 - 02/14/2002

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Stuart Cronin.
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