Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stuart Crain is a financial advisor registered with Chapin, Davis. John has been in the financial industry since June 18, 1996. He has passed the Series 7, 24, 31, 63, and 65 exams. John also holds the SIE designation. John is registered with the state of Maryland as both a broker-dealer and an investment advisor. John has been a registered representative of Chapin, Davis since March 1, 2018. Prior to joining Chapin, Davis, John was a registered representative of Summit Brokerage Services, Inc. and Wachovia Securities Financial Network, Inc. John also has experience with Morgan Stanley DW Inc. John provides financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Concessions paid by issuers of securities sold to clients
1
2
MD
03/01/2018 - Present
Chapin, Davis (Reisterstown MD)
MD
12/13/2002 - 03/06/2018
SUMMIT BROKERAGE SERVICES, INC. (BALTIMORE MD)
MO
07/13/2001 - 12/14/2002
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
NY
06/19/1996 - 07/16/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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