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John Stevenson Miller

Cadz Securities Inc.

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About John Stevenson Miller

John Stevenson Miller is a financial advisor with over 25 years of experience in the industry. John is currently registered with Cadz Securities Inc. and Aegis Capital Corp.. John's previous employers include NYPPEX, LLC, WNJ CAPITAL, INC., MATCH-POINT SECURITIES, LLC, COLUMBUS ADVISORY GROUP, LTD., BULLARO SECURITIES CORP., LEGEND TRADING, LLC, HEDGE FUND CAPITAL PARTNERS, LLC, WOODMERE TRADING LLC, CASIMIR CAPITAL L.P., E-BROKERAGE, LLC, THE DELAWARE BAY COMPANY, INC., LEXIT CAPITAL, LLC, DIMEDIO AND COMPANY, RAS SECURITIES CORP., and FIRST NEW YORK SECURITIES L.L.C..

Firm Information

John Miller is currently registered with Cadz Securities Inc.. Cadz Securities Inc. is a Corporation formed on March 9, 2023 and is currently Approved. The firm is registered with the SEC and has a main office.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Miller’s Registration & Firm History

FL

05/31/2024 - Present

Cadz Securities Inc. (FT LAUDERDALE FL)

MI

07/12/2021 - 07/12/2021

NYPPEX, LLC (LANSING MI)

PA

02/17/2016 - 01/27/2020

WNJ CAPITAL, INC. (PHILADELPHIA PA)

NY

07/17/2015 - 04/05/2018

MATCH-POINT SECURITIES, LLC (NEW ORK NY)

NY

06/08/2016 - 12/12/2016

COLUMBUS ADVISORY GROUP, LTD. (NEW YORK NY)

NY

11/12/2014 - 11/27/2015

BULLARO SECURITIES CORP. (ASTORIA NY)

NY

08/03/2009 - 02/01/2013

LEGEND TRADING, LLC (NEW YORK NY)

NY

06/07/2011 - 05/01/2012

HEDGE FUND CAPITAL PARTNERS, LLC (BROOKLYN NY)

NY

11/23/2009 - 10/03/2011

WOODMERE TRADING LLC (NEW YORK NY)

CT

07/02/2009 - 08/24/2009

CASIMIR CAPITAL L.P. (GREENWICH CT)

NJ

01/20/2007 - 03/24/2008

HEDGE FUND CAPITAL PARTNERS, LLC (HOBOKEN NJ)

NY

06/03/2005 - 11/25/2005

ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)

NY

03/19/2004 - 03/31/2004

ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)

NY

05/15/2002 - 03/31/2004

E-BROKERAGE, LLC (NEW YORK NY)

NY

08/07/1996 - 03/31/2004

THE DELAWARE BAY COMPANY, INC. (NEW YORK NY)

NJ

03/09/1994 - 07/12/2002

LEXIT CAPITAL, LLC (HOBOKEN NJ)

NJ

06/03/1998 - 05/02/2001

DIMEDIO AND COMPANY (MOORESTOWN NJ)

NY

01/21/1993 - 03/24/1993

RAS SECURITIES CORP. (NEW YORK NY)

NY

05/13/1991 - 06/26/1991

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 04/29/1994

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/03/1993

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/29/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/04/1993

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/12/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 12/03/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/23/1995

Series 3 - National Commodity Futures Examination

BC

Issued 05/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for John Stevenson Miller. Review regulatory record here.
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