Invested Better
Unclaimed

Unclaimed

Unclaimed

John Steven Ruzza

Cambridge Investment Research Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Steven Ruzza

John Ruzza has been in the financial services industry since January 1987 and is currently registered with Cambridge Investment Research Advisors, Inc. John is a Certified Financial Planner™ professional. John has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. John’s professional experience includes roles with Mariner Financial Services, Inc., Royal Alliance Associates, Inc., and Mutual Service Corporation. John is also a member of VR Development LLC and a Kingdom Advisor.

Firm Information

John Ruzza is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitation fees from 3rd party money managers

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Ruzza’s Registration & Firm History

MI

01/29/2025 - Present

Cambridge Investment Research Advisors, Inc. (Kalamazoo MI)

MI

06/24/2002 - 08/20/2009

MUTUAL SERVICE CORPORATION (KALAMAZOO MI)

AZ

08/07/1997 - 06/25/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

FL

12/13/1995 - 08/07/1997

MARINER FINANCIAL SERVICES, INC. (LARGO FL)

MO

01/02/1992 - 12/14/1995

ANDOVER SECURITIES, INC. (KANSAS CITY MO)

IL

10/02/1990 - 12/31/1991

GENEVA SECURITIES,INC. (SCHAUMBURG IL)

MD

09/08/1989 - 10/04/1990

H. BECK, INC. (ROCKVILLE MD)

IN

01/23/1987 - 09/11/1989

CHUBB SECURITIES CORPORATION (FORT WAYNE IN)

Not sure if John Steven Ruzza is right for you?

Licenses & Designations

BC

Issued 01/30/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

BC

Issued 01/20/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Steven Ruzza. Review regulatory record here.
Not sure if John Steven Ruzza is right for you?