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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Steven Rosenfeld is a financial advisor who has been in the industry since 1997. He is currently registered with Healthcare Community Securities Corp. in Rensselaer, NY. John has a Series 6 license, a Series 63 license, and a SIE license. He specializes in financial planning, investment management, and portfolio management. John has been working with Healthcare Community Securities Corp. since October 2015. He is a well-respected advisor with over 20 years of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/19/2015 - Present
Healthcare Community Securities Corp. (RENSSELAER NY)
NY
12/19/2001 - 10/22/2015
HAMILTON CAVANAUGH & ASSOCIATES, INC. (WHITE PLAINS NY)
NY
08/04/1997 - 11/29/2001
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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