Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Steven Roberts is a financial advisor with FTP Securities LLC, located in Miami Beach, FL. John has been in the industry since September 21, 2022. John holds the Series 63, Series 7TO, Series 86, and Series 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/22/2022 - Present
FTP Securities LLC (Miami Beach FL)
BC
Issued 04/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/01/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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