Unclaimed
John Steven Pappas is a financial professional with over 35 years of experience in the industry. John has been with Pruco Securities, LLC since 1988 and is currently registered with the firm in Pennsylvania and South Dakota. John has a Series 6, Series 63 and SIE license. John's expertise includes investment company products/variable contracts, securities, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
PA
07/26/1988 - Present
Pruco Securities, LLC (DOYLESTOWN PA)
NJ
07/26/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 06/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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