Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Steven Matthews is an investment advisor representative with Wintrust Investments LLC. John has been in the industry since 2004. John has been registered with the state of Wisconsin since 2020 and currently holds a Series 7, Series 66, and SIE license. John has held previous positions with firms like PNC Investments, Cabot Lodge Securities LLC, Gulf South Securities, Inc, Icon Securities Corp, Macquarie Capital (USA) Inc., Realty Capital Securities, LLC, LPL Financial Corporation, Moody Securities, LLC, Wells Investment Securities, Inc, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
01/16/2024 - Present
Wintrust Investments LLC (Elm Grove WI)
WI
09/01/2017 - 01/16/2020
PNC INVESTMENTS (WAUKESHA WI)
WI
07/15/2015 - 08/02/2017
CABOT LODGE SECURITIES LLC (MENOMONEE FALLS WI)
LA
12/20/2013 - 06/19/2015
GULF SOUTH SECURITIES, INC (NEW ORLEANS LA)
NY
05/21/2012 - 02/13/2013
ICON SECURITIES CORP (NEW YORK NY)
MA
09/15/2011 - 05/02/2012
MACQUARIE CAPITAL (USA) INC. (BOSTON MA)
NY
01/28/2010 - 08/13/2010
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
GA
01/15/2010 - 01/27/2010
LPL FINANCIAL CORPORATION (ALPHARETTA GA)
GA
05/01/2009 - 07/22/2009
MOODY SECURITIES, LLC (CUMMING GA)
GA
04/25/2002 - 09/08/2008
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
NY
06/29/2000 - 12/10/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 01/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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