Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Baker is a securities professional with over 10 years of experience in the financial services industry. John is currently registered with Mizuho Securities USA LLC and holds Series 7, SIE, and Series 52TO licenses. John previously worked at Deutsche Bank Securities Inc. where John held a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/04/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/02/2018 - 09/09/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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