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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stephens Thoma is a financial advisor and investment advisor representative with Royal Fund Management, LLC. John has been in the industry since 1989. He is registered with the state of Virginia. John has experience working with high net worth individuals, corporations and individuals. John provides investment advisory services to individuals, businesses and other financial institutions. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisor to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
08/26/2013 - Present
Royal Fund Management, LLC (Richmond VA)
VA
09/01/2010 - 05/11/2012
HORNOR, TOWNSEND & KENT, INC. (RICHMOND VA)
VA
10/08/2003 - 10/01/2010
H. BECK, INC. (RICHMOND VA)
IN
05/28/2003 - 10/09/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/28/2003 - 10/09/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CA
03/18/2002 - 05/08/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
05/03/1999 - 01/07/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
11/21/1996 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
07/05/1989 - 11/20/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 03/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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