Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stephen Weiss is an investment advisor representative associated with Independent Financial Group, LLC. John has been working in the financial industry since June 2, 1983. John holds a Series 63, 65, 7, 15, 22, 24, 27 and 39 licenses and has been registered with the state of California. John is a registered investment advisor with Independent Financial Group, LLC. John has a long and successful track record in the financial services industry and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/11/2023 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
01/14/2004 - 12/13/2023
CROWN CAPITAL SECURITIES, L.P. (Dana Point CA)
AZ
10/08/1999 - 01/21/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
IA
09/02/1993 - 10/12/1999
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
NA
12/21/1989 - 10/22/1993
SMYTH SECURITIES, INC.
CA
10/14/1987 - 01/12/1990
COAST FINANCIAL ADVISORS, INC. (MISSION VIEJO CA)
NA
04/21/1983 - 08/31/1987
CRESCENT SECURITIES CORPORATION
NA
05/28/1985 - 11/25/1985
J K R & COMPANY, INC.
IA
Issued 07/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/26/1985
Series 24 - General Securities Principal Examination
BC
Issued 02/22/1983
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure John Weiss is the right advisor for you? Invested Better is here to help.
