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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stephen Newitt is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc.. John has been in the industry since 1976. John Stephen Newitt is registered with the state of California. John Stephen Newitt is also registered with FINRA. John Stephen Newitt has passed the Series 7TO, SIE and Series 1 exams. John Stephen Newitt has worked at Cambridge Investment Research Advisors, Inc. since 2005 and is based in Redondo Beach, CA. John Stephen Newitt is a financial advisor who provides financial planning, pension consulting and portfolio management services to individuals and businesses. John Stephen Newitt is also registered as an independent insurance agent. John Stephen Newitt's firm, Cambridge Investment Research Advisors, Inc. has a long history of providing investment advice and financial planning services to individuals and businesses. The firm is headquartered in Fairfield, IA and has over 3,000 employees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
03/28/2005 - Present
Cambridge Investment Research Advisors, Inc. (Redondo Beach CA)
CT
07/20/1995 - 12/11/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
09/17/1990 - 06/22/1993
EMPIRE SECURITIES CORPORATION OF SOUTHERN CALIFORNIA (EL SEGUNDO CA)
CA
08/01/1988 - 01/20/1990
VAN KASPER & COMPANY (SAN FRANCISCO CA)
NY
04/23/1984 - 08/25/1988
MONY SECURITIES CORP. (NEW YORK NY)
NA
06/15/1974 - 07/08/1983
HARTFORD EQUITY SALES COMPANY INC.
NA
10/02/1972 - 08/20/1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
NA
10/02/1972 - 05/09/1973
ITT FAMILY SECURITY SALES CORPORATION
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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