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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McCormick is a financial advisor registered with the state of California. John has over 8 years of experience in the financial services industry. John is a Certified Financial Planner and specializes in financial planning, portfolio management, and pension consulting. John currently works with Regatta Capital Group, LLC. Before Regatta Capital Group, LLC, John was affiliated with National Planning Corporation and EP Wealth Advisors. John is also licensed to provide financial advice to high-net-worth individuals, individuals other than high-net-worth, corporations, and businesses. John holds Series 65, 66, and 24 licenses. John is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Coaching services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
11/28/2022 - Present
Regatta Capital Group, LLC (EL SEGUNDO CA)
CA
09/02/2014 - 02/13/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
IA
Issued 11/06/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/06/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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