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John Stephen Marino

Pershing LLC

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About John Stephen Marino

John Stephen Marino is a financial advisor with over 20 years of experience in the industry. John is registered with Pershing LLC and holds Series 7, 24, 51, 52TO, 63, 99TO and SIE licenses. He is also registered in New Jersey and New York. John previously worked at MetLife Securities Inc. and Metropolitan Life Insurance Company.

Firm Information

John Marino is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Marino’s Registration & Firm History

NJ

06/15/2006 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

01/13/2006 - 06/05/2006

METLIFE SECURITIES INC. (MORRISTOWN NJ)

NJ

01/13/2006 - 06/05/2006

METROPOLITAN LIFE INSURANCE COMPANY (MORRISTOWN NJ)

NJ

05/07/2003 - 09/06/2005

PERSHING LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 06/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2012

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 07/27/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Stephen Marino.
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