Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stephen Guyet is a financial advisor with over 20 years of experience in the industry. John Stephen Guyet is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with Lazard Asset Management Securities LLC, Nuveen Securities, LLC, and Lord Abbett Distributor LLC. John Stephen Guyet holds several securities licenses including Series 7, Series 31, Series 79, and SIE. John Stephen Guyet is also a registered investment advisor in New Jersey. John Stephen Guyet specializes in providing financial advice to individuals, businesses, charitable organizations, and pensions and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/27/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHESTER NJ)
NY
06/30/2015 - 10/22/2019
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
IL
05/16/2007 - 06/22/2015
NUVEEN SECURITIES, LLC (CHICAGO IL)
NJ
02/10/1998 - 04/16/2007
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 08/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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