Unclaimed
John Stephen Fox is a registered investment advisor with over 35 years of experience in the financial services industry. John currently works at Osaic Wealth, Inc. and is registered with the state of Virginia. John has previously worked at Securities America, Inc., Investors Security Company, Inc., IFG Network Securities, Inc., Comprehensive Financial Services, Inc., Chris Securities Inc., MDCC Securities Corporation, CDC Investment Corporation and Independent American Equities, LTD. John holds Series 6, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/14/2024 - Present
Osaic Wealth, Inc. (HAYMARKET VA)
VA
12/07/2012 - 06/14/2024
SECURITIES AMERICA, INC. (HAYMARKET VA)
VA
04/23/1997 - 12/07/2012
INVESTORS SECURITY COMPANY, INC. (HAYMARKET VA)
GA
01/01/1996 - 04/25/1997
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
03/27/1992 - 01/01/1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
NA
05/21/1990 - 12/21/1991
CHRIS SECURITIES INC.
NA
04/07/1988 - 06/06/1989
MDCC SECURITIES CORPORATION
NA
03/04/1987 - 02/27/1988
CDC INVESTMENT CORPORATION
NA
10/31/1985 - 04/01/1986
INDEPENDENT AMERICAN EQUITIES,LTD.
IA
Issued 02/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/30/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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