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John Stephen Fox

Osaic Wealth, Inc.

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About John Stephen Fox

John Stephen Fox is a registered investment advisor with over 35 years of experience in the financial services industry. John currently works at Osaic Wealth, Inc. and is registered with the state of Virginia. John has previously worked at Securities America, Inc., Investors Security Company, Inc., IFG Network Securities, Inc., Comprehensive Financial Services, Inc., Chris Securities Inc., MDCC Securities Corporation, CDC Investment Corporation and Independent American Equities, LTD. John holds Series 6, 63, 65 and SIE licenses.

Firm Information

John Fox is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Fox’s Registration & Firm History

VA

06/14/2024 - Present

Osaic Wealth, Inc. (HAYMARKET VA)

VA

12/07/2012 - 06/14/2024

SECURITIES AMERICA, INC. (HAYMARKET VA)

VA

04/23/1997 - 12/07/2012

INVESTORS SECURITY COMPANY, INC. (HAYMARKET VA)

GA

01/01/1996 - 04/25/1997

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

03/27/1992 - 01/01/1996

COMPREHENSIVE FINANCIAL SERVICES, INC.

NA

05/21/1990 - 12/21/1991

CHRIS SECURITIES INC.

NA

04/07/1988 - 06/06/1989

MDCC SECURITIES CORPORATION

NA

03/04/1987 - 02/27/1988

CDC INVESTMENT CORPORATION

NA

10/31/1985 - 04/01/1986

INDEPENDENT AMERICAN EQUITIES,LTD.

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Licenses & Designations

IA

Issued 02/08/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/30/1985

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Stephen Fox.
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