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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stephan Jee is a financial advisor currently registered with Wells Fargo Clearing Services, LLC in GREENWICH, CT. John has been in the financial industry since 1990 and has experience with Morgan Stanley, Merrill Lynch, and other firms. John is also a licensed teacher and holds a Series 7, Series 6, Series 31, Series 63, and Series 65 license. John is experienced in working with corporations, businesses, individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/05/2012 - Present
Wells Fargo Clearing Services, LLC (GREENWICH CT)
CT
06/01/2009 - 07/19/2012
MORGAN STANLEY SMITH BARNEY (STAMFORD CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (STAMFORD CT)
CT
08/25/2006 - 04/02/2007
MORGAN STANLEY DW INC. (DARIEN CT)
CT
10/31/2002 - 08/30/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
IL
05/23/1997 - 04/17/2002
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
01/12/1995 - 05/20/1997
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
IL
04/07/1993 - 11/04/1994
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
10/28/1991 - 11/15/1991
CONTINENTAL GLOBAL FINANCIAL CORPORATION
NY
01/26/1989 - 09/18/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NA
06/27/1986 - 01/19/1988
FIRST INVESTORS CORPORATION
IA
Issued 11/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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