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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stefano Kotsonis is a financial advisor with Morgan Stanley. John has been in the financial services industry since June 3, 1997. John holds Series 3, 7, 9, 10, 24, 63, and 65 licenses and is registered in 53 states and the District of Columbia. Prior to joining Morgan Stanley, John worked at UBS Financial Services Inc., Wells Fargo Advisors, LLC, and Triad Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/31/2022 - Present
Morgan Stanley (Naples FL)
FL
06/25/2014 - 05/31/2022
UBS FINANCIAL SERVICES INC. (FORT MYERS FL)
NJ
11/20/2012 - 06/24/2014
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NJ
11/08/2012 - 11/23/2012
TRIAD ADVISORS, INC. (FLEMINGTON NJ)
NJ
08/03/2010 - 11/08/2012
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
FL
02/26/2007 - 08/31/2009
WELLS FARGO ADVISORS, LLC (ORLANDO FL)
FL
10/01/2000 - 02/16/2006
WACHOVIA SECURITIES, LLC (WINTER HAVEN FL)
NC
06/16/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
09/26/1995 - 06/10/1997
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NJ
08/24/1993 - 11/29/1993
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 12/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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