Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stanley Wagg is a financial advisor with over 24 years of experience in the industry. John is currently registered with BTIG, LLC in New York, NY. John has been registered with BTIG, LLC since May 1, 2013. Prior to joining BTIG, LLC, John worked at Newedge USA, LLC, Prudential Securities Incorporated, and Daiwa Securities America Inc. John holds the Series 3, 7, and 63 licenses, as well as the SIE exam. John is registered in 8 states, including California, Connecticut, Illinois, Massachusetts, New Jersey, New York, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2013 - Present
Btig, LLC (New York NY)
NY
07/18/2002 - 10/03/2011
NEWEDGE USA, LLC (NEW YORK NY)
NY
08/25/1998 - 07/18/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/25/1997 - 05/06/1998
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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