Unclaimed
John Harding is a financial professional with over 30 years of experience in the industry. John has been a financial advisor with Brookstone Capital Management LLC since October 2019. Before that, John worked for several firms including Ameritas Investment Corp. and CADARET, GRANT & CO., INC. John holds FINRA Series 6, 7, 24, 63 and 65 securities licenses, as well as the SIE designation. John also has the Certified Financial Planner and Chartered Financial Consultant designations. John offers financial planning, portfolio management for individuals, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
11/01/2019 - Present
Brookstone Capital Management LLC (WHITE PLAINS MD)
MD
09/17/2014 - 05/19/2015
AMERITAS INVESTMENT CORP. (WHITE PLAINS MD)
MD
05/15/1998 - 09/26/2012
AMERITAS INVESTMENT CORP. (WHITE PLAINS MD)
NY
01/02/1998 - 05/14/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
10/27/1995 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
MN
08/01/1990 - 10/13/1995
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
PA
05/11/1989 - 07/26/1990
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
NA
03/31/1987 - 04/08/1989
INA SECURITY CORPORATION
NA
10/21/1986 - 06/21/1988
NWNL MANAGEMENT CORPORATION
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/19/2015
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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