linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Spross

Fifth Third Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Spross

John Spross is a financial professional with over 20 years of experience in the financial services industry. John is currently registered with Fifth Third Securities, Inc. and has held previous positions at Oppenheimer & Co. Inc., BANC OF AMERICA SECURITIES LLC, FTN FINANCIAL SECURITIES CORP, CREDIT SUISSE FIRST BOSTON CORPORATION and VANGUARD MARKETING CORPORATION. John is a licensed securities professional and holds several industry certifications.

Firm Information

John Spross is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Spross’s Registration & Firm History

NY

11/29/2023 - Present

Fifth Third Securities, Inc. (NEW YORK NY)

NY

03/16/2010 - 11/10/2023

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

01/07/2005 - 11/28/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

TN

08/16/2002 - 07/07/2004

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

NY

03/21/2001 - 08/13/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

PA

07/06/1999 - 08/21/2000

VANGUARD MARKETING CORPORATION (MALVERN PA)

Not sure if John Spross is right for you?

Licenses & Designations

BC

Issued 06/04/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2016

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/02/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Spross.
Not sure if John Spross is right for you?