Unclaimed
John Spross is a financial advisor with Fifth Third Securities, Inc. located in New York, NY. John has been in the financial industry since December 8, 2002. John holds Series 6, 7, 55, 57TO and SIE licenses. John's expertise includes Portfolio Management for Individuals and Businesses, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/29/2023 - Present
Fifth Third Securities, Inc. (NEW YORK NY)
NY
03/16/2010 - 11/10/2023
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/07/2005 - 11/28/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
TN
08/16/2002 - 07/07/2004
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
03/21/2001 - 08/13/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
PA
07/06/1999 - 08/21/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 6/4/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/21/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 5/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 7/2/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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