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John Spross

Fifth Third Securities, Inc.

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About John Spross

John Spross is a financial advisor with Fifth Third Securities, Inc. located in New York, NY. John has been in the financial industry since December 8, 2002. John holds Series 6, 7, 55, 57TO and SIE licenses. John's expertise includes Portfolio Management for Individuals and Businesses, and Financial Planning.

Firm Information

John Spross is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

50 Rockefeller Plaza

NEW YORK, NY 10020

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Spross’s Registration & Firm History

NY

11/29/2023 - Present

Fifth Third Securities, Inc. (NEW YORK NY)

NY

03/16/2010 - 11/10/2023

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

01/07/2005 - 11/28/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

TN

08/16/2002 - 07/07/2004

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

NY

03/21/2001 - 08/13/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

PA

07/06/1999 - 08/21/2000

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 6/4/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/21/2016

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 5/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 7/2/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Spross.
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