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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Spencer Roberts is a financial advisor at Fidelity Personal and Workplace Advisors. John has been in the financial services industry for over 16 years. John has been registered with Fidelity Personal and Workplace Advisors since July 2018. John has a Series 66 license. John is also a Registered Representative of Fidelity Personal and Workplace Advisors. John has experience providing financial advice to individuals, businesses, high-net-worth individuals, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
OR
03/03/2008 - 07/31/2008
RBC CAPITAL MARKETS CORPORATION (PORTLAND OR)
OR
07/18/2007 - 03/04/2008
AXA ADVISORS, LLC (PORTLAND OR)
BOTH
Issued 08/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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