Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Spencer Miller is a financial advisor registered with Adp Broker-dealer, Inc. John Spencer Miller is a seasoned professional with over 20 years of experience in the industry. John Spencer Miller is currently located in FLORHAM PARK, NJ and has been actively registered with the firm since 4/25/2011. John Spencer Miller holds several licenses and certifications including Series 63, Series 26, and SIE. John Spencer Miller is registered in 51 states and the District of Columbia. Prior to joining Adp Broker-dealer, Inc., John Spencer Miller was employed by NYLIFE DISTRIBUTORS LLC from 5/25/2001 to 12/23/2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/25/2011 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
05/25/2001 - 12/23/2010
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
BC
Issued 12/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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