Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Spencer Mallozzi is an investment advisor representative with Bourgeon Capital Management LLC. John has been in the financial industry since September 2011. John holds the Series 7 and Series 66 licenses and is registered in Connecticut. John has been associated with Bourgeon Capital Management LLC since March 2022. Previously, John was employed by Oppenheimer & Co. Inc. Prior to working at Oppenheimer & Co. Inc., John was employed by Columbus Circle Investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
05/07/2023 - Present
Bourgeon Capital Management LLC (DARIEN CT)
CT
01/25/2018 - 12/03/2021
OPPENHEIMER & CO. INC. (STAMFORD CT)
NY
09/10/2002 - 03/02/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 02/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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