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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Spencer Bradley is a financial advisor with over 28 years of experience in the industry. John Spencer Bradley has been with Robert W. Baird & Co. Inc. since February 2019. Prior to that, John Spencer Bradley worked at UBS FINANCIAL SERVICES INC. for 19 years. John Spencer Bradley holds the Series 7, 31, and 63 licenses, along with the SIE and Series 65 exams. John Spencer Bradley is registered to provide investment advice in 38 states and is also registered as a broker-dealer in 44 states. John Spencer Bradley specializes in providing financial advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
02/13/2019 - Present
Robert W. Baird & Co. Inc. (Miamisburg OH)
OH
08/14/2000 - 03/07/2019
UBS FINANCIAL SERVICES INC. (Miamisburg OH)
NY
08/20/1992 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
08/16/1991 - 08/26/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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