Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Spatola is a financial advisor with over 13 years of experience in the financial services industry. John is currently registered with Osaic Wealth, Inc. in Holmdel, NJ. John has held previous positions with Santander Securities LLC, Raymond James Financial Services, Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. John's experience includes providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. John holds the Series 66, Series 31, and Series 7 licenses. John has a demonstrated commitment to serving the needs of clients and providing them with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
09/03/2020 - Present
Osaic Wealth, Inc. (HOLMDEL NJ)
NJ
03/16/2018 - 09/04/2020
SANTANDER SECURITIES LLC (EDISON NJ)
NY
08/05/2015 - 03/06/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
10/01/2012 - 07/21/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/30/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
02/12/2010 - 09/22/2010
WELLS FARGO ADVISORS, LLC (PARAMUS NJ)
NJ
06/01/2009 - 03/08/2010
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
03/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
BOTH
Issued 03/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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