Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sorocenski is a financial advisor who has been in the industry since 2008. John is currently registered with LPL Financial LLC and has been with the firm since April 2021. John has a history of working with several other firms including Northwestern Mutual Investment Services, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors, LLC and Chase Investment Services Corp. John holds Series 6, 7, 63 and SIE licenses. John is also registered in New York. John is an experienced financial advisor who is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/20/2021 - Present
LPL Financial LLC (GARDEN CITY NY)
NY
11/07/2019 - 05/15/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Garden City NY)
NY
04/30/2012 - 05/17/2018
CITIGROUP GLOBAL MARKETS INC. (HICKSVILLE NY)
NY
06/13/2008 - 04/20/2012
WELLS FARGO ADVISORS, LLC (OCEANSIDE NY)
NY
03/13/2006 - 03/10/2008
CHASE INVESTMENT SERVICES CORP. (CEDARHURST NY)
BC
Issued 05/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Sorocenski is the right advisor for you? Invested Better is here to help.
