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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Swarts is an active financial advisor at MML Investors Services, LLC. John has been a registered representative for over 20 years, working with clients to meet their financial goals. John is licensed in Delaware and Pennsylvania. Prior to joining MML Investors Services, LLC, John worked for MSI Financial Services, Inc., Managed Account Services, LLC, and Pershing LLC. John is also a registered investment advisor and has a Series 65 license. John is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
03/25/2017 - Present
MML Investors Services, LLC (NEWTOWN SQUARE PA)
PA
03/13/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWTOWN SQUARE PA)
PA
07/13/2005 - 02/24/2009
MANAGED ACCOUNT SERVICES, LLC (WAYNE PA)
NJ
12/15/2003 - 03/22/2004
PERSHING LLC (JERSEY CITY NJ)
PA
03/23/1998 - 12/15/2003
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
PA
01/04/2001 - 01/17/2002
EMAT SECURITIES, INC. (MALVERN PA)
CO
05/30/1997 - 03/11/1998
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NY
06/07/1995 - 05/16/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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