Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Smith is an investment advisor representative at Fifth Third Securities, Inc., based in Evergreen Park, Illinois. John has over 10 years of experience in the financial services industry, having worked previously at PRUCO SECURITIES, LLC, BOFA SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John holds several licenses and certifications, including Series 66, Series 65, and Series 63. John specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
07/12/2024 - Present
Fifth Third Securities, Inc. (EVERGREEN PARK IL)
IL
07/14/2023 - 01/30/2024
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
NY
05/10/2019 - 12/24/2019
BOFA SECURITIES, INC. (NEW YORK NY)
IL
12/23/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BC
Issued 12/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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