Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sleeper is an investment professional who holds a Series 79TO, Series 63, and SIE licenses. John joined Wells Fargo Securities, LLC in August of 2020 and is based in Charlotte, North Carolina. John Sleeper is registered with FINRA and is currently active in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/28/2020 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 08/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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