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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sky Griffin is a financial advisor at Wilmington Capital Securities, LLC with over 20 years of experience in the financial services industry. John Griffin is registered with FINRA and holds a Series 7, Series 24, Series 31, Series 55, and Series 63 licenses as well as the SIE and Series 57TO exams. John Griffin also holds the Series 65 license and is registered as an Investment Advisor Representative (IAR) in New Jersey and New York. John Griffin is a Certified Financial Planner™ and provides financial planning and portfolio management services to individuals, corporations and high-net-worth individuals. John Griffin has been with Wilmington Capital Securities, LLC since August 2015. Prior to that, John Griffin was employed at HSBC Securities (USA) Inc. from March 2013 to August 2015, and at Morgan Stanley from July 2011 to April 2013. John Griffin has also held positions at Raymond James & Associates, Inc., Carolina Capital Markets, Inc., UBS Securities LLC, UBS Capital Markets L.P., Charles Schwab & Co., Inc. and Worldco, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/13/2021 - Present
Wilmington Capital Securities, LLC (New York NY)
NY
03/27/2013 - 08/14/2015
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
CT
07/26/2011 - 04/04/2013
MORGAN STANLEY (WESTPORT CT)
TN
07/13/2010 - 02/28/2011
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
NC
10/06/2009 - 06/04/2010
CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)
NC
05/19/2009 - 10/02/2009
CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)
NY
03/28/2005 - 05/28/2008
UBS SECURITIES LLC (NEW YORK NY)
CT
11/09/2000 - 02/15/2006
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
TX
09/11/2000 - 02/01/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/18/2000 - 04/04/2000
WORLDCO, L.L.C. (NEW YORK NY)
IA
Issued 08/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 09/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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