Unclaimed
John Sicat is a financial advisor with LPL Financial LLC, a firm with more than 20,000 licensed advisors nationwide. John has been in the industry since 1998 and has a strong track record of helping individuals, families, and businesses achieve their financial goals. He is dedicated to providing personalized financial advice and guidance to help clients make informed decisions about their investments and financial future. John is committed to building long-term relationships with his clients and providing them with the support they need to reach their financial goals. He is registered with the state of Virginia and Texas and is licensed to provide securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
02/13/2013 - Present
LPL Financial LLC (GLEN ALLEN VA)
NJ
02/28/2002 - 10/10/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
08/24/2001 - 01/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/20/1998 - 08/27/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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