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John Service

Marex Capital Markets Inc.

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About John Service

John Service is a financial professional with over 13 years of experience in the financial services industry. John holds the Series 7 and Series 63 licenses. John is currently registered with Marex Capital Markets Inc. in New York. John has previously worked for firms like Cowen and Company, Profor Advisors and Wachovia Capital Markets, LLC.

Firm Information

John Service is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Service’s Registration & Firm History

NY

12/01/2023 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

06/17/2022 - 12/12/2023

COWEN AND COMPANY (NEW YORK NY)

NY

12/12/2017 - 06/24/2022

PROFOR ADVISORS (NEW YORK NY)

NY

05/11/2004 - 11/06/2006

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

04/09/2001 - 05/11/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NA

11/17/1989 - 11/14/1990

MCCARLEY AND ASSOCIATES, INC.

NA

07/19/1988 - 11/21/1989

THE WINDMILL GROUP, INC.

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Licenses & Designations

BC

Issued 12/28/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Service.
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