Unclaimed
John Sebastian Szot is a financial advisor at PFS Investments Inc. John has been in the financial industry for over 10 years, and is registered to offer securities in 9 states. John is also a registered Investment Advisor in New Jersey, John's current office is in Oakland, New Jersey, but his firm's main office is in Duluth, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
09/16/2021 - Present
PFS Investments Inc. (OAKLAND NJ)
IA
Issued 09/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/11/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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