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John Sebastian Papadopoulos

Carter Capital Corp.

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About John Sebastian Papadopoulos

John Sebastian Papadopoulos is a registered representative with Carter Capital Corp. John Papadopoulos has been active in the securities industry since October 4, 2017. John Papadopoulos is registered in 9 states: California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New York, Ohio and Texas. John Papadopoulos is also registered with FINRA. John Papadopoulos holds the Series 63, Series 82TO, SIE and Series 79 licenses. John Papadopoulos previously worked at UBS Securities LLC and Barclays Capital Inc..

Firm Information

John Papadopoulos is currently registered with Carter Capital Corp.. Carter Capital Corp. is a Corporation that was formed on August 6, 1987. The firm is registered in California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New York, Ohio, and Texas and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Papadopoulos’s Registration & Firm History

CT

11/01/2023 - Present

Carter Capital Corp. (SOUTHPORT CT)

NY

05/11/2022 - 09/08/2023

UBS SECURITIES LLC (NEW YORK NY)

NY

08/08/2017 - 05/05/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/10/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Sebastian Papadopoulos.
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