Unclaimed
John Sebastian Papadopoulos is a registered representative with Carter Capital Corp. John Papadopoulos has been active in the securities industry since October 4, 2017. John Papadopoulos is registered in 9 states: California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New York, Ohio and Texas. John Papadopoulos is also registered with FINRA. John Papadopoulos holds the Series 63, Series 82TO, SIE and Series 79 licenses. John Papadopoulos previously worked at UBS Securities LLC and Barclays Capital Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/01/2023 - Present
Carter Capital Corp. (SOUTHPORT CT)
NY
05/11/2022 - 09/08/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
08/08/2017 - 05/05/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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