Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scott Spiker is a financial advisor with First Command Brokerage Services, Inc. John has been in the financial industry since July 24, 2003. John is registered with FINRA and has passed the Series 7, Series 24, Series 63, SIE, and Series 99TO exams. John's previous employers include Stanton Investment Services, Inc. and Dain Rauscher Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/06/2007 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
MN
04/15/2002 - 10/17/2003
STANTON INVESTMENT SERVICES, INC. (PLYMOUTH MN)
NY
03/02/1998 - 08/11/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BC
Issued 07/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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