Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scott Rogers is an investment advisor representative with LPL Financial LLC in Baltimore, MD. John Rogers has been in the financial services industry since March 20, 1988. John Rogers is registered with the state of Maryland and has previously worked with Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Templeton Funds Distributor, Inc., and T. Rowe Price Investment Services, Inc. John Rogers is also a registered representative with FINRA and is an active member of the Securities Industry and Financial Markets Association (SIFMA). John Rogers is a Registered Representative and Investment Advisor Representative and provides Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors and Portfolio Management for Individuals, Investment Companies, Businesses, and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/19/2021 - Present
LPL Financial LLC (BALTIMORE MD)
CA
07/08/2019 - 10/13/2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
06/01/1993 - 10/13/2020
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
FL
12/19/1990 - 06/01/1993
TEMPLETON FUNDS DISTRIBUTOR, INC. (ST. PETERSBURG FL)
MD
09/24/1987 - 09/27/1990
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 01/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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