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John Scott Pontious

Tiaa-Cref Individual & Institutional Services, LLC

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About John Scott Pontious

John Pontious has been in the financial services industry for over 30 years and is currently a registered representative with TIAA-CREF Individual & Institutional Services, LLC. John has a wide range of experience, including previous roles with SUMMIT BROKERAGE SERVICES, INC., J.P. TURNER & COMPANY, L.L.C., GUNNALLEN FINANCIAL, INC and FIRST UNION SECURITIES FINANCIAL NETWORK, INC. John is committed to providing personalized financial advice and strategies to help clients achieve their financial goals.

Firm Information

John Pontious is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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John Pontious’s Registration & Firm History

CO

11/19/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

CO

09/17/2015 - 11/18/2015

SUMMIT BROKERAGE SERVICES, INC. (Aurora CO)

CO

03/25/2010 - 10/16/2015

J.P. TURNER & COMPANY, L.L.C. (AURORA CO)

CO

12/20/2001 - 03/29/2010

GUNNALLEN FINANCIAL, INC (AURORA CO)

MO

04/28/1992 - 12/31/2001

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

NA

08/03/1990 - 02/04/1993

PACIFIC SOUTHERN SECURITIES, INC.

NA

11/25/1987 - 10/18/1990

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

BC

Issued 12/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Scott Pontious. Review regulatory record here.
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