Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scott Pence is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the securities industry for over 30 years. John has held various positions in the financial services industry, including roles at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., American Investment Services, Inc., Wheat, First Securities, Inc., VTR Capital, Inc., and L.C. Wegard & Co., Inc.. John is licensed in several states and has a wide range of experience in providing financial advice to individuals and businesses. John specializes in providing financial planning and investment advice to high-net-worth individuals, corporations, and pension plans. John is committed to providing personalized financial advice and working with clients to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/22/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EAST LANSING MI)
MI
06/01/2009 - 10/06/2010
MORGAN STANLEY SMITH BARNEY (EAST LANSING MI)
MI
05/31/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EAST LANSING MI)
OK
07/07/1997 - 06/26/2000
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
NC
11/21/1995 - 07/14/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
11/17/1995 - 11/22/1995
VTR CAPITAL, INC. (NEW YORK NY)
NY
11/16/1992 - 11/21/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 03/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Pence is the right advisor for you? Invested Better is here to help.
