Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Napier is a financial advisor with over 27 years of experience in the industry. John is currently registered with J.p. Morgan Institutional Investments Inc. Prior to joining J.p. Morgan Institutional Investments Inc., John was employed by HEITMAN SECURITIES LLC, PZENA FINANCIAL SERVICES, LLC, OPPENHEIMERFUNDS DISTRIBUTOR, INC., A I M DISTRIBUTORS, INC., MORGAN KEEGAN & COMPANY, INC., and DICKINSON & CO.. John has passed the Series 66, Series 63, Series 24, SIE, and Series 7 exams. John is registered in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/03/2022 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
IL
10/30/2018 - 08/23/2022
HEITMAN SECURITIES LLC (CHICAGO IL)
NY
03/04/2015 - 07/24/2017
PZENA FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
10/18/2004 - 02/24/2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TX
06/29/1995 - 10/18/2004
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TN
04/25/1994 - 02/10/1995
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
08/26/1993 - 03/28/1994
DICKINSON & CO. (DES MOINES IA)
BOTH
Issued 12/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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